NIST Special Publication 800-171 Revision 2

Date Published: January 28th, 2021

Withdrawn on May 14, 2024. Superseded by SP 800-171 Rev. 3

Author(s): Ron Ross (NIST), Victoria Pillitteri (NIST), Kelley Dempsey (NIST), Mark Riddle (NARA), Gary Guissanie (IDA)

Note: A Class Deviation is in effect as of May 2, 2024 (DEVIATION 2024O0013). The deviation clause requires contractors, who are subject to 252.204-7012, to comply with National Institute of Standards and Technology (NIST) Special Publication (SP) 800-171 Revision 2, instead of the version of NIST SP 800-171 in effect at the time the solicitation is issued or as authorized by the contracting officer. Click Here

AC-3.7.1 Perform maintenance on organizational systems.

Control Family: Maintenance

Control Type: Basic

SPRS Value: 3

SPRS Supplemental Guidance:

N/A

CMMC Level(s):

MA.L2-3.7.1

Top Ten Failed Requirement:

#9

Referenced in:

DFARS 252.204-7012

Derived From: NIST SP 800-53r4

MA-2
MA-3
MA-3(1)
MA-3(2)

NIST Supplemental Guidance:

N/A

Discussion:

This requirement addresses the information security aspects of the system maintenance program and applies to all types of maintenance to any system component (including hardware, firmware, applications) conducted by any local or nonlocal entity. System maintenance also includes those components not directly associated with information processing and data or information retention such as scanners, copiers, and printers.

Upon assessment, assessors must determine if-

Determine if system maintenance is performed.

Assessors are instructed to-

Examine: [SELECT FROM: System maintenance policy; procedures addressing controlled system maintenance; maintenance records; manufacturer or vendor maintenance specifications; equipment sanitization records; media sanitization records; system security plan; other relevant documents or records].

Interview: [SELECT FROM: Personnel with system maintenance responsibilities; personnel with information security responsibilities; personnel responsible for media sanitization; system or network administrators].

Test: [SELECT FROM: Organizational processes for scheduling, performing, documenting, reviewing, approving, and monitoring maintenance and repairs for systems; organizational processes for sanitizing system components; mechanisms supporting or implementing controlled maintenance; mechanisms implementing sanitization of system components].

Control Families

3.1: Access Control

3.2: Awareness and Training

3.3: Audit and Accountability

3.4: Configuration Management

3.5: Identification and Authentication

3.6: Incident Response

3.7: Maintenance

3.8: Media Protection

3.9: Personnel Security

3.10: Physical Protection

3.11: Risk Assessment

3.12: Security Assessment

3.13: System and Communications Protection

3.14: System and Information Integrity